A mix of public companies, private companies, trusts and not-for-profit organizations turn to the team at Sullivan & Worcester LLP for its ability to offer advice on a host of matters, including ongoing legal counsel to investment funds and general ongoing board counselling. Nicole Crum focuses on the representation of boards and board committees, regularly advising them on all aspects of governance and compliance, while Boston’s Howard E Berkenblit handles ongoing corporate governance and disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Both David M Leahy and David Mahaffey are frequently engaged by independent directors, mutual funds, exchange-traded funds and closed-end funds. Practitioners are based in Washington DC unless otherwise stated.
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- Profil
- Soziale Medien
Kernmandanten
- Brookfield Funds
- DarioHealth Corp
- Diversified Healthcare Trust
- FMR Corp.
- Foresight Autonomous Holdings Ltd.
- Independent Trustees of the John Hancock Funds
- Independent Trustees of the John Hancock GA Mortgage Trust and Senior Loan Trust
- John Hancock Asset-Based Lending Fund
- Independent Trustees of the Matthews Asia Funds
- Independent Trustees of the Pacific Select Fund and Pacific Funds Series Trust
Highlight-Mandate
- Advising Independent Trustees of the John Hancock Funds on, among other matters, board governance and meeting their duties and responsibilities under the federal securities law and state law.
- Serving as legal counsel to the Independent Trustees of the Virtus Mutual Funds and Virtus Variable Insurance Trust on a variety of matters such as Board governance, fund reorganizations, sub-adviser changes and disclosure matters.
- Advising Service Properties Trust on a broad range of matters, including securities offerings, disclosure matters, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance.
Anwält*innen
Praxisleitung
Nicole Crum; Howard Berkenblit; David Mahaffey; David Leahy