Schulte Roth & Zabel LLP boasts a comprehensive client base that includes hedge funds, private equity, and asset management firms, offering expert support in SEC investigations and commercial litigation in the space. The New York team is led by Craig Warkol and John Nowak whilst operations in Washington are overseen by Charles Clark. Warkol and Clark co-chair the firm’s SEC enforcement and white-collar defense group, both with respectable records defending clients in civil and criminal enforcement proceedings. Nowak also has a robust enforcement practice. Michael Swartz departed the practice in March 2025 for Quinn Emanuel Urquhart & Sullivan, LLP.
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Kernmandanten
- Atom Investors LP
- Axar Capital Management, LP
- Candlestick Capital Management LP
- Credit Suisse
- Empery Asset Management
- Gates Capital/Centerline Investment Management
- Instinet, LLC
- Maltese Capital Management LLC and Patriot Financial Partners
- Mason Capital Management, LLC
- Pantera Capital Management
Highlight-Mandate
- Represented the hedge fund Senvest in an SEC investigation that resulted in the first stand-alone settlement against an investment adviser regarding the use of unapproved channels for business communications.
- Resolved a high-profile SEC investigation regarding Atom Investors, which was charged with recordkeeping violations.
- Represented Politan Capital Management in its dispute with Masimo Corporation regarding its adoption of extremely preclusive advance notice bylaws, making it virtually impossible for Politan, Masimo’s largest shareholder, or any other investment fund to nominate candidates for Masimo’s Board.
Anwält*innen
Praxisleitung
Craig Warkol; John Nowak; Charles Clark
Weitere Kernanwält*innen
William Gussman; Kolby Loft; Shannon Wolf